How Corp Fin Might Review Shareholder Proposal No-Action Letters Under a New Administration

In this 19-minute video, Cooley’s Reid Hooper tackles what you need to know about the sea change that may be upon us under a new administration as he covers these “5 Quick Things”:

  1. Staff Legal Bulletin 14L in the Crosshairs
  2. Continued Strength of Rule 14a-8(i)(7) Micromanagement Arguments
  3. Rule (i)(10) Substantial Implementation Arguments Make a Triumphant Return
  4. Procedural Arguments Continue to Rule the Day – How Companies Can Adequately Preserve those Arguments
  5. When Submitting No-Action Requests, Be Mindful of Staff Review Times

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Portrait photo of Broc Romanek over dark background

Broc Romanek